www.moneycontrol.com www.bseindia.com www.nseindia.com
………………………………………………….
Ujjawal Kumar
For,
Wealthculture Advisory Services Private Limited
SEBI Registered Investment Advisers
Registration No. INA000020022
“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :
| Financial Year | Compliance Audit Status | Remarks |
|---|---|---|
| FY22-23 | NA | – |
| FY23-24 | NA | – |
| FY24-25 | Completed | – |
Suggestive text for sharing the disclosure.
SMS text: Please go through the disclosures mentioned at below link, along with disclosure and terms and conditions as mentioned on our website before executing any of our recommendations.
Email text: Please go through the disclosures mentioned at disclosure document attached herewith, along with disclosure and terms and conditions as mentioned on our website before executing any of our recommendations.
| Number of complaints (RIA) | ||||||||
|---|---|---|---|---|---|---|---|---|
| October Month Complaints | ||||||||
| Sr. No. | Received from | Pending at the end of last month | Received | Resolved | Total Pending | Pending complaints > 3months | Pending complaints > 1 month | Average Resolution time (in days) |
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 | - |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 | - |
| 3 | Other Sources | 0 | 0 | 0 | 0 | 0 | 0 | - |
| Grand Total | 0 | 0 | 0 | 0 | 0 | 0 | - | |
| Trend of monthly disposal of complaints | ||||||||
| Sr. No. | Month | Carried forward from previous month | Received | Resolved | Pending | |||
| 1 | November 2025 | 0 | 0 | 0 | 0 | |||
| 2 | December 2025 | 0 | 0 | 0 | 0 | |||
| 3 | January 2026 | 0 | 0 | 0 | 0 | |||
| 4 | February 2026 | 0 | 0 | 0 | 0 | |||
| 5 | March 2026 | 0 | 0 | 0 | 0 | |||
| 6 | April 2026 | 0 | 0 | 0 | 0 | |||
| 7 | May 2026 | 0 | 0 | 0 | 0 | |||
| 8 | June 2026 | 0 | 0 | 0 | 0 | |||
| 9 | July 2026 | 0 | 0 | 0 | 0 | |||
| 10 | August 2026 | 0 | 0 | 0 | 0 | |||
| 11 | September 2026 | 0 | 0 | 0 | 0 | |||
| 12 | October 2026-Till date* | 0 | 0 | 0 | 0 | |||
| Trend of annual disposal of complaints | ||||||||
| Sr. No. | Month | Carried forward from previous month | Received | Resolved | Pending | |||
| 1 | 2026-2027- Till date | 0 | 0 | 0 | 0 | |||